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Catherine Laurin
Tim Anderson

Tel: 514-282-5807
Fax: 514-282-5837
Toll Free: 1-800-363-6732


1501 avenue McGill College
Bureau 3200
Montréal, QC
H3A 3M8

Principles of Conduct

Managers have the following responsibilities to their clients.

Managers Must:
  1. Act in a professional and ethical manner at all times.

  2. Act for the benefit of clients.

  3. Act with independence and objectivity.

  4. Act with skill, competence, and diligence.

  5. Communicate with clients in a timely and accurate manner.

  6. Uphold the applicable rules governing capital markets.
CFA code of Ethics and Standards of Professional Conduct.