Toll Free: 800-263-2286
1 First Canadian Place
38th floor, P.O. Box 150
Bachelor of Arts Honour, University of Guelph
Comprehensive Wealth Management
Estate and Insurance Planning*
Stephen Mallett provides comprehensive wealth management
solutions to a wide variety of individual investors. Steve is not a
"trader', nor does he time the market, knowing that a long-term approach
to investing is paramount to successful financial planning. This
framework is enhanced with strategic retirement and estate planning, and
assistance with all insurance needs.
range from young individuals to families, retirees, business owners,
professionals and senior executives. What they all have in common is a
desire for a personalized financial management process that will help
them realize their goals.
Background - Steve began his career in the investment industry thirteen years ago
at BMO Nesbitt Burns and is an Investment Advisor in Toronto. His
education, investment and business experience provide him with the
expertise to help his clients develop an overall investment plan to
achieve their long term goals.
Education & Training - Steve is an Honours graduate of the University of Guelph and has
continued his education in the investment industry by achieving his
Financial Management Advisor designation, is a Fellow of the Canadian
Securities Institute and is currently working towards becoming a
licensed discretionary portfolio manager.
To help achieve the
individual goals of his clients and to provide optimum client service,
Steve incorporates a variety of product and service strategies,
Fee-Based Programs and Services Utilized by Steve
- Top-ranked BMO-Nesbitt Burns research**
- Technical analysis
- Annual or semi-annual client meetings - Customized portfolio performance reviews
- BMO Nesbitt Burns sophisticated planning software - a retirement analysis program
- Insurance, tax, and estate planning - offered by the Estate & Insurance Advisors of BMO Nesbitt Burns Financial Services
- Regular stock updates and commentary via email
- www.stevemallett.com - provides a source of investment material that Steve feels is of value to his clients
The Advanced Program:
Steve uses portfolio management specialists and professional investment
managers to implement this discretionary fee-based program, requiring a
minimum investment of $150,000. The program outlines in writing his
clients unique investment goals, tax situations, risk tolerance and
other special needs, which are then used as a blueprint to create an
individually designed portfolio which is continually managed and
monitored by professional investment managers.
The Meridian Program The Meridian Program offers the continued services of Steve combined
with real-time stock quotes, access to BMO-Nesbitt Burns research, and a
cash management account. It also combines flexible pricing and trading
guidelines with the choice of online access and trading services, and a
host of free banking features.
Navi Plan While no one can predict the future, it is possible to have goals and
create a plan to achieve those goals more easily. BMO Nesbitt Burns
Navi Plan objectively produces financial targets, notes shortfalls and
creates a flexible strategy to help achieve those targets.
This exclusive and fee based program allows Steve's clients access to
their investments online 24 hours a day. A host of features includes
entry to: account holdings, transaction history, cash balances, virtual
portfolios, asset mix overviews, RRSP/RRIF details and BMO Nesbitt Burns
research. Gateway is equipped with the strongest encryption technology
available, making it completely secure.
Other Investment Products:
Stocks, bonds, option strategies, tax-advantaged investments, money
market instruments, GICs, new issues, annuities, etc. are some of the
many other investment products available.